Services

Regulatory & Compliance

Regulatory and Compliance Lawyers in Ballarat, Beaufort, Castlemaine & Daylesford.

With leading regulatory and compliance lawyers in Ballarat, Beaufort, Castlemaine & Daylesford, Nevett Wilkinson Frawley Lawyers are there to ensure that when you are partnering with our experienced lawyers in regulations and compliance, you are setting yourself up to succeed in your business strategies and objectives.

Why Choose Us in Ballarat and Central Highlands?

By engaging with leading regulatory and compliance lawyers at Nevett Wilkinson Frawley Lawyers, this places you in the best position to ensure that you are well looked after and cared for by lawyers that understand the commercial environment and appreciate reputational, commercial and risk management.

We have developed a strong reputation in being able to work with a wide variety of clients in Ballarat, Beaufort, Castlemaine, Daylesford, and the broader Central Highlands region. We understand that regulatory and compliance law require lawyers that understand regulatory policies, have technical expertise, and can deliver practical outcomes.

Our team of leading regulatory and compliance lawyers in Ballarat, Beaufort, Castlemaine and Daylesford, are there to provide pragmatic advice and deliver strategies focused on risk management and compliance.

When you choose Nevett Wilkinson Frawley Lawyers, we ensure:

We believe in delivering real expertise in regulatory and compliance law to create positive experiences for our clients. That’s why, we ensure that our regulatory and compliance lawyers are experts in their field and have proven experience in their industry.

Your regulatory and compliance experience matters to us, and we believe that you should have reliable, accessible and transparent regulatory and compliance legal services.

That’s why, as a leading regional law firm in Ballarat and Central Highlands, our regulatory and compliance legal team are fully supported by our team of lawyers and support staff so that you can have access to high quality regulatory and compliance legal services.

At Nevett Wilkinson Frawley Lawyers, we operate and maintain a trust account that is regularly reviewed and audited so that you can have a peace of mind when you transfer your money with us, it is protected and secure.

We understand that you want to feel financially comfortable knowing that you are supported by the right people with the right resources.

That’s why we ensure that our trust accounts are properly audited and reviewed. Our regulatory and compliance lawyers across Ballarat, Beaufort, Daylesford & Castlemaine are also assisted by a team of support staff.

We make accessing our regulatory and compliance legal services easy, transparent and reliable, so that your experience with us feels complete and assured.

That’s why when you engage with Nevett Wilkinson Frawley Lawyers as your chosen regulatory and compliance lawyers, we are committed to providing you accessibility. We have physical offices fully staffed with support teams situated across Central Highlands: Ballarat, Beaufort, Castlemaine & Daylesford. Our head office is situated in Ballarat.

When engaging us, you can also connect with us online, by telephone, or by email. We are committed to ensuring high quality customer service so that your regulatory and compliance legal experience with us is seamless.

At Nevett Wilkinson Frawley Lawyers, our regulatory and compliance lawyers are there to ensure that their technical capabilities and strategies align with clients’ desired outcomes.

With experience and technical expertise, our lawyers are able to navigate complex regulatory and compliance issues. Our lawyers work closely with clients to understand their circumstances and develop strategies that align with their needs.

Furthermore, our regulatory and compliance lawyers understand that legal issues should not be viewed in a vacuum, and that regulatory and compliance services should be approached with practicality in mind.

Guided by expertise and experience in regulatory and compliance across Ballarat, Beaufort, Castlemaine & Daylesford, we are a valuable asset and resource to the start of your journey with us because of our ability to reliably assist you in all aspects of an investigation and enforcement.

“We ensure that the quality of our legal work in regulatory compliance at Nevett Wilkinson Frawley Lawyers is excellent and reliable so that your experience with us is seamless and at ease.”

What our lawyers have to say.

Related Services

Litigation & Dispute Resolution

Disputes & Investigations

Insolvency & Restructuring

Employment & Workplace Relations

White Collar Crime

Bankruptcy

Are you looking for a regulatory and compliance lawyer? Call us on (03) 5331 1244 to get in touch and arrange an appointment with a member of our regulatory and compliance team.

You can also connect with us by filling out your details and telling us about your information below:

Contact Form

What is a Regulatory and Compliance Lawyer?

Regulatory and compliance lawyers are lawyers that can navigate regulatory and compliance requirements within a commercial context, and how an entity’s reputation and commercial dealings may be impacted. Regulatory and compliance lawyers also appreciate legislative functions, regulatory frameworks, and policy intent of legal requirements to identify and mitigate regulatory and compliance risk.

The legal services in regulatory compliance may involve:

  • Corporate Governance
  • Director and Officer Duties and Liabilities
  • Regulatory Inquiries
  • Compliance Audits
  • Complex Investigations
  • Regulatory Requirements
  • Tax Reviews
  • Internal Investigations
  • Regulatory Audits
  • Responding to Critical Incidents
  • Regulatory and Compliance Changes
  • Compliance Investigations
  • Criminal Prosecutions and Investigations
  • Regulatory Enforcement
  • Regulatory Breaches and Compliance Failures
  • Risk Management and Mitigation
  • Independent Investigations
  • Compliance with Regulatory Obligations

What Practice Areas are in Regulatory and Compliance?

Practice areas within regulatory and compliance are broad because of the diverse legal, compliance, statutory and regulatory issues across industries. With technical expertise and relevant experience, regulatory and compliance lawyers are able to advise on all aspects in a regulatory and compliance matter, including contentious and non-contentious issues.

At Nevett Wilkinson Frawley Lawyers, our regulatory and compliance lawyers can assist in all aspects of regulatory compliance and investigations:

  • Reporting Obligations
  • Director and Officer Duties and Liabilities
  • Board Member Duties
  • Compliance Audits
  • Disciplinary Hearings
  • Audit Defence
  • Tax Reviews
  • Internal Investigations
  • Regulatory Audits
  • Responding to Critical Incidents
  • Regulatory and Compliance Changes
  • Responding to Compliance Investigations
  • Criminal Prosecutions and Investigations
  • Regulatory Enforcement
  • Regulatory Breaches and Compliance Failures
  • Risk Management
  • Independent Investigations
  • Compliance Advisory

Our Regulatory and Compliance Team.


Ben Franklin

Managing Partner

Ben Green

Special Counsel

Andrew Black

Associate

Samantha Mitchell

Law Graduate

Are you looking for a regulatory and compliance lawyer? Call us on (03) 5331 1244 to get in touch and arrange an appointment with a member of our regulatory and compliance team.

You can also connect with us by filling out your details and telling us about your information below:

Contact Form